Section-linked document classifiers

Patent metadata

Field	Value
Publication number	US-11275776-B2
Application number	US-202016898988-A
Country	US
Kind code	B2
Filing date	Jun 11, 2020
Priority date	Jun 11, 2020
Publication date	Mar 15, 2022
Grant date	Mar 15, 2022

Abstract

Disclosed herein are system, method, and computer program product embodiments for rapid identification and access to relevant regulatory documents. A data model relating regulatory mandates and requirements to citations appearing within an enforcement document is used to rapidly access specific citations within an enforcement document. In the case of image-based enforcement documents, the originality of these documents is preserved while allowing a user to see where the relevant citations appear in the document images.

First claim

What is claimed is:

1. A computer implemented method, comprising:
generating, by one or more computing devices, a modifiable version of an original document corresponding to an enforcement action;
identifying, by the one or more computing devices, a citation within the modifiable version of the original document;
mapping, by the one or more computing devices, the citation to a requirement in accordance with a data model;
presenting, by the one or more computing devices, a list of requirements including the requirement, wherein the list of requirements is associated with a mandate through the data model;
linking, by the one or more computing devices, the original document via the requirement presented in the list of requirements;
presenting, by the one or more computing devices, a stream of the original document linked to the requirement in a viewer, responsive to selection of the requirement from the list of requirements; and
presenting, by the one or more computing devices, the mandate, individual lines of business (LOBS) regulated by the mandate, and the list of requirements associated with the mandate in a menu associated with the original document, wherein the mandate is collapsed into the individual LOBs and the list of requirements associated with the mandate are presented in the menu under the individual LOBs regulated by the mandate.

2. The computer-implemented method of claim 1 , wherein the original document is received as an image-based document, the method further comprising:
performing, by the one or more computing devices, optical character recognition (OCR) on the image-based document to generate the modifiable version of the original document as a text-based document from the image-based document;
receiving, by the one or more computing devices, a selection of the requirement from the list of requirements; and
presenting, by the one or more computing devices, the text-based document in the viewer with the citation associated with the requirement highlighted within the text-based document.

3. The computer-implemented method of claim 2 , wherein the text-based document in the viewer is shown at a page of the text-based document that includes the highlighted requirement,
wherein presenting the stream of the original document in the viewer comprises presenting a page of the image-based document corresponding to the page of the text-based document, wherein the image-based document and the text-based document are presented concurrently.

4. The computer-implemented method of claim 1 , further comprising:
generating, by the one or more computing devices, a summary of the enforcement action based on the modifiable version of the original document.

5. The computer-implemented method of claim 4 , further comprising:
receiving, by the one or more computing devices, an additional original document corresponding to the enforcement action;
mapping, by the one or more computing devices, the original document and the additional original document to the enforcement action in accordance with the data model; and
displaying, by the one or more computing devices, a summary page including the summary of the enforcement action and links to access the original document and the additional original document, wherein the links are determined via the data model based on the mapping of the original document and the additional original document to the enforcement action.

6. The computer-implemented method of claim 1 , wherein generating the modifiable version of the original document corresponding to the enforcement action comprises:
connecting, by the one or more computing devices, to a repository of original enforcement action documents; and
scraping, by the one or more computing devices, the repository to obtain the original document responsive to the addition of the original document to the repository.

7. A system, comprising:
a memory configured to store operations; and
one or more processors configured to perform the operations, the operations comprising:
generating a modifiable version of an original document corresponding to an enforcement action,
identifying a citation within the modifiable version of the original document,
mapping the citation to a requirement in accordance with a data model;
presenting a list of requirements including the requirement, wherein the list of requirements is associated with a mandate through the data model,
linking the original document via the requirement presented in the list of requirements;
presenting a stream of the original document linked to the requirement in a viewer, responsive to selection of the requirement from the list of requirements, and
presenting the mandate, one or more lines of business (LOBs) regulated by the mandate, and the list of requirements associated with the mandate in a menu associated with the original document, wherein the mandate is collapsed into the individual LOBs and the list of requirements associated with the mandate are presented in the menu under the individual LOBs regulated by the mandate.

8. The system of claim 7 , wherein the original document is received as an image-based document, the operations further comprising:
performing optical character recognition (OCR) on the image-based document to generate the modifiable version of the original document as a text-based document from the image-based document;
receiving a selection of the requirement from the list of requirements; and
presenting the text-based document in the viewer with the citation associated with the requirement highlighted within the text-based document.

9. The system of claim 8 , wherein the text-based document in the viewer is shown at a page of the text-based document that includes the highlighted requirement,
wherein presenting the stream of the original document in the viewer comprises presenting a page of the image-based document corresponding to the page of the text-based document, wherein the image-based document and the text-based document are presented concurrently.

10. The system of claim 7 , the operations further comprising:
generating a summary of the enforcement action based on the modifiable version of the original document.

11. The system of claim 10 , the operations further comprising:
receiving an additional original document corresponding to the enforcement action;
mapping the original document and the additional original document to the enforcement action in accordance with the data model; and
displaying a summary page including the summary of the enforcement action and links to access the original document and the additional original document, wherein the links are determined via the data model based on the mapping of the original document and the additional original document to the enforcement action.

12. The system of claim 7 , wherein generating the modifiable version of the original document corresponding to the enforcement action comprises:
connecting to a repository of original enforcement action documents; and
scraping the repository to obtain the original document responsive to the addition of the original document to the repository.

13. A computer readable storage device having instructions stored thereon, execution of which, by one or more processing devices, causes the one or more processing devices to perform operations comprising:
generating a modifiable version of an original document corresponding to an enforcement action;
identifying a citation within the modifiable version of the original document;
mapping the citation to a requirement in accordance with a data model;
presenting a list of requirements including the requirement,

Assignees

• Capital One Services Llc

Inventors

• Kumar Lokesh Vijay
• Raju Poornima Bagare
• Parker Ryan M
• Fromknecht Brian
• Demchalk Chris

Classifications

• G06V30/19

  Recognition using electronic means · CPC title

• G06F40/106 Primary

  Display of layout of documents; Previewing · CPC title

• G06F16/345 Primary

  Summarisation for human users · CPC title

• G06F16/972

  Access to data in other repository systems, e.g. legacy data or dynamic Web page generation · CPC title

• G06F16/94

  Hypermedia (Hyperlinking G06F40/134) · CPC title